Category: SIAA Newsroom

SEC looking at AI in investment advice

The Securities and Exchange Commission (SEC) in the US is seeking input on how retail brokers, wealth managers and robo-advisers are designing digital customer engagement tools. The aim of the […]

More detail on the Single Disciplinary Body

The Single Disciplinary Body legislation has been passed in the House of Representatives without amendment, despite strong feedback from across the financial advice sector that was provided as part of […]

Exploring ETF trends

By Mark Monfort, ETF Tracker Understanding ETP (Exchange Trade Products) is more important than ever given the rapid growth in this asset class. There are more ETFs coming into the […]

ABS deal ticks plenty of boxes for Plenti

By James Dunn, Sharecafe Alternative lender Plenti Group Limited (ASX: PLT) recently issued its debut asset-backed securities (ABS) transaction, through which it issues $306.3 million of notes to investors, backed […]