Who is SIAA?
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing over 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.
The smarter back-office
By Gaurav Mehta, CCO, NOVA CMX Ask any operations manager at an Australian broking firm about their afternoon routine and you’ll get variations on the same story. Exception queue. Settlement cut-off. A spreadsheet that has somehow become a mission-critical system. And a team making rapid judgement calls about which breaks
Proposed updates to RG 264: Sell-side research
It is important to have interaction between corporate advisory and research teams during capital raising transactions in ways that are practical and facilitate accurate information being provided to investors. We hope that the proposed changes will result in an increased amount of Investor Education Reports being made available to retail
ARTICLES INCLUDE:
- Economic update: A region-by-region view8 Is your Asia allocation really diversified?
- Cash only matters when advisers can put it to work
- SIAA’s AI-powered toolkit to help develop future advisers