Who is SIAA?
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing over 8,000 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.
ASX Corporate Governance Principles and Recommendations 5th edition
By Dr Philip Lowe, Advisory Group Chair In July, ASX released for consultation its latest Corporate Governance Principles. SIAA speaks with Advisory Group Chair Dr Philip Lowe. What was the approach the Advisory Group has taken in drafting the 5th edition? The approach was evolution, not redesign. The Advisory Group
Proposed updates to RG 264: Sell-side research
It is important to have interaction between corporate advisory and research teams during capital raising transactions in ways that are practical and facilitate accurate information being provided to investors. We
ARTICLES INCLUDE:
- The wealth opportunity within reach
- The US market just booked a longer shift. Is your desk rostered on?
- Five questions with Liam Stocklinger YPSIAA
- Do inefficiencies undermine your post-trade operations?
- The three limbs of data governance for financial services