Protect your clients: 5 critical questions to ask your tech provider
By Doug Morris, Chief Executive Officer, Sharesight. Every 10 minutes, the Australian Cyber Security Centre receives a report of cybercrime. If we do the math, that’s six incidents per hour, 144 a day, and over 50,000 a year — each one a potential threat to sensitive client information. And with
SIAA Monthly – September 2025
For optimal viewing, select to enter full screen mode. DOWNLOAD SIAA Monthly – September edition PDF FEATURE ARTICLES The complexity of operating across fragmented applications and platforms is unsustainable The common media image of financial market professionals looking at eight screens in fact represents the complete failure of
Proposed update to RG 181 Licensing: Managing Conflicts of Interest
While the draft guidance is clear and does not require any major changes it highlights yet again the discrepancy between the Financial Planners and Advisers Code of Ethics and the
The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 7, 730 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry.