Market Manipulation & Other Prohibited Conduct

Market Manipulation & Other Prohibited Conduct - 4CPD (Compliance)


CPD for the above accreditation will be applicable to the following categories:

This half-day workshop will cover an in-depth examination of what constitutes market manipulation and other prohibited market conduct. The workshop will involve a mix of presentation and scenario-based discussion. It is designed to suit the needs of market professionals, both front and back office, including: Sales staff/client representatives; Proprietary Traders; DTRs; Investment banking; Settlement staff; and Compliance & legal.

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