The Business of Stockbroking in Australia

The Business of Stockbroking in Australia – 2.5CPD


Australia's financial markets are among the most sophisticated and well regulated markets in the world. Central to the operation of efficient markets is the role of stockbrokers.

The Business of Stockbroking in Australia provides an overview of Australia's financial markets and the critical role that stockbrokers play in both retail and institutional markets. A short history of broking in Australia sets the scene for explanation of the current market structure, operations and regulation.

A high-level view of broking operations including order taking, transaction and settlement will provide insight into the different systems involved and allow for a discussion of the different business models in broking today.

Course Outline

  • Operation of Financial Markets
  • Financial Products
  • Taxation
  • Broking Operations
  • Regulation
  • 'Acronym Alert' - explanation of common acronyms and jargon

Who should attend?
Back office and/or auxiliary staff and any other supporting personnel in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services businesses may also benefit and deepen their understanding of the financial markets. 

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